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Ethical Behaviour in Banking - Fundamentals

Banking

Description

Introduction

This training explores the fundamental principles of ethical behaviour in banking and their importance in today's financial environment.

Trust is the cornerstone of the banking industry, making ethical behaviour an essential component of professional practice. In a sector shaped by evolving regulations, increasing transparency and growing stakeholder expectations, acting with integrity is key to maintaining client confidence and upholding the reputation of financial institutions.

Objectives

The aim of this course is to explain and define the professional obligations and rules of conduct that must be observed by all employees of banks and PSFs (FSP).

Programme

  • Introduction

    • Position and mission of the CSSF

    • Fight against money laundering & terrorist  financing

  • Professional obligations

    • Professional secrecy

    • Prudential rules (Specialised PSF and Support PSF)

    • Rules of conduct (Specialised PSF and Support PSF)

    • Special rules of conduct for PSF managing third-party funds

    • Rules of conduct - MIFiD

    • The ABBL's Code of Ethics

    • The ALFI's Code of Ethics

      • Market abuse

      • Economic crime

      • Computer Crime

      • The Compliance Function

Target audience

This training is designed for professionals working in banks and Professionals of the Financial Sector (PFS) wishing to understand the ethical principles, professional obligations and rules of conduct governing the financial sector.

It is particularly suited to employees working in Front Office, Middle Office, Back Office, Operations, Compliance, Risk Management, Internal Audit, Legal and Support Functions, as well as new joiners seeking a solid understanding of ethical behaviour and regulatory expectations in the Luxembourg financial sector.

Conditions

Support de cours

Pour des raisons de respect de l'environnement veuillez noter qu'aucun support papier ne vous sera fourni lors de votre formation. Votre support de cours peut être téléchargé gratuitement avant le début du cours via notre portail client (télécharger ici le guide du portail client). Vous pourrez ainsi le consulter sur l’écran de votre appareil mobile ou l'imprimer en cas de besoin. Si votre inscription a été effectuée par un responsable formation de votre entreprise veuillez le contacter pour qu'il puisse vous y donner accès ou vous l'envoyer.

Exam

For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.

Location
Chambre de Commerce Luxembourg
7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg
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Sessions and schedules

Duration 1H

Location Chambre de Commerce Luxembourg

  • Thu 23.07.2026 08:45 to 08:45
  • Tue 22.09.2026 08:45 to 11:45
  • Thu 24.09.2026 08:45 to 11:45
  • Tue 29.09.2026 08:45 to 11:45
  • Tue 06.10.2026 08:45 to 11:45
  • Tue 13.10.2026 08:45 to 11:45
  • Tue 20.10.2026 08:45 to 11:45
  • Thu 29.10.2026 08:45 to 11:45
  • Tue 03.11.2026 08:45 to 11:45
  • Tue 10.11.2026 08:45 to 11:45
  • Tue 24.11.2026 08:45 to 11:45
  • Thu 26.11.2026 08:45 to 11:45
  • Tue 01.12.2026 08:45 to 11:45
  • Tue 08.12.2026 08:45 to 11:45
  • Tue 15.12.2026 08:45 to 11:45
  • Tue 12.01.2027 08:45 to 08:45
  • Tue 19.01.2027 08:45 to 08:45
  • Tue 26.01.2027 08:45 to 08:45
  • Thu 28.01.2027 08:45 to 08:45
  • Tue 02.02.2027 08:45 to 08:45
  • Thu 04.02.2027 08:45 to 08:45
  • Tue 16.02.2027 08:45 to 08:45
  • Tue 23.02.2027 08:45 to 08:45
  • Thu 25.02.2027 08:45 to 08:45
  • Tue 02.03.2027 08:45 to 08:45
  • Thu 04.03.2027 08:45 to 08:45
  • Tue 09.03.2027 08:45 to 08:45
  • Tue 16.03.2027 08:45 to 08:45
  • Thu 18.03.2027 08:45 to 08:45
  • Tue 23.03.2027 08:45 to 08:45
  • Tue 13.04.2027 08:45 to 08:45
  • Thu 15.04.2027 08:45 to 08:45
  • Tue 20.04.2027 08:45 to 08:45
  • Tue 27.04.2027 08:45 to 08:45
  • Thu 29.04.2027 08:45 to 08:45
  • Tue 04.05.2027 08:45 to 08:45
  • Tue 11.05.2027 08:45 to 08:45
  • Thu 13.05.2027 08:45 to 08:45
  • Tue 18.05.2027 08:45 to 08:45
  • Tue 25.05.2027 08:45 to 08:45
  • Thu 27.05.2027 08:45 to 08:45
  • Tue 08.06.2027 08:45 to 08:45
  • Thu 10.06.2027 08:45 to 08:45
  • Tue 15.06.2027 08:45 to 08:45
  • Tue 22.06.2027 08:45 to 08:45
  • Thu 24.06.2027 08:45 to 08:45
  • Tue 29.06.2027 08:45 to 08:45
  • Tue 06.07.2027 08:45 to 08:45
  • Tue 13.07.2027 08:45 to 08:45
  • Thu 15.07.2027 08:45 to 08:45
  • Thu 16.09.2027 08:45 to 08:45
  • Tue 21.09.2027 08:45 to 08:45
  • Tue 28.09.2027 08:45 to 08:45
  • Thu 30.09.2027 08:45 to 08:45
  • Tue 05.10.2027 08:45 to 08:45
  • Thu 07.10.2027 08:45 to 08:45
  • Tue 12.10.2027 08:45 to 08:45
  • Tue 19.10.2027 08:45 to 08:45
  • Tue 26.10.2027 08:45 to 08:45
  • Thu 28.10.2027 08:45 to 08:45
  • Tue 02.11.2027 08:45 to 08:45
  • Thu 04.11.2027 08:45 to 08:45
  • Tue 09.11.2027 08:45 to 08:45
  • Tue 23.11.2027 08:45 to 08:45
  • Thu 25.11.2027 08:45 to 08:45
  • Tue 30.11.2027 08:45 to 08:45
  • Thu 02.12.2027 08:45 to 08:45
  • Tue 07.12.2027 08:45 to 08:45
  • Tue 14.12.2027 08:45 to 08:45
  • Thu 16.12.2027 08:45 to 08:45