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Anti Money Laundering (AML) for Funds - Implementation

Investment Funds

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Description

Introduction

Take part in our "Anti Money Laundering (AML) for Funds - Implementation" training to master AML and CFT regulations. Understand the due diligence process for direct investors, correspondents and third party introductions. Explore the responsibilities of actors, the risk-based approach (RBA) and applicable guidelines. Practical examples will enrich your understanding. Get ready to effectively protect the fund industry against money laundering and terrorist financing.

Objectives
After completing this course, participants will be able to understand:
  • The regulatory framework AML and CFT
  • responsibilities
  • The risk-based approach
  • The due diligence process on direct investors, correspondents, third party introducers, etc.
Programme
  • Regulatory Framework
    • General overview of the AML/CTF legislation in place, i.e laws versus grand ducal regulation versus CSSF circulars and regulations
    • Other standards to take into consideration: FATF, Wolfsberg
    • The upcoming 4th AML directive in a nutshell
    • The 2006 ALFI guidelines versus the 2013 ones
  • Anti Money Laundering and Combating Terrorist Financing Responsibilities
    • Role, responsibilities and obligations of each actor, (i.e. the management company, the transfer agent, the global distributor and the distributors, the custodian bank)
    • What are the links and interactions between the different actors, who relies upon whom, key questions to ask?
    • Practical examples
  • The Risk Based Approach (RBA)
    • Definition of the RBA principles, reference to FATF and Wolfsberg guidance
    • Key criteria for an efficient RBA
    • What are the benefits?
  • The Due Diligence Process
    • Definition and application
    • A process applicable to the different actors
    • Different types of due diligence linked to different type of risks
    • Risk assessment and ongoing monitoring
  • Direct Investor Due diligence
    • Definition and application
    • Practical examples
  • Correspondent Relationship Due Diligence
    • Definition and application
    • Practical examples
  • Third Party Introducers and Outsourcing
  • Questions and answers

Conditions

Support de cours

Pour des raisons de respect de l'environnement veuillez noter qu'aucun support papier ne vous sera fourni lors de votre formation. Votre support de cours peut être téléchargé gratuitement avant le début du cours via notre portail client (télécharger ici le guide du portail client). Vous pourrez ainsi le consulter sur l’écran de votre appareil mobile ou l'imprimer en cas de besoin. Si votre inscription a été effectuée par un responsable formation de votre entreprise veuillez le contacter pour qu'il puisse vous y donner accès ou vous l'envoyer.

Examen

For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examinations sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.

Certificat

At the end of the training, the participants can download a certificate of attendance from their client account of House of Training.

Location
Chambre de Commerce Luxembourg
7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg
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Sessions and schedules

Download the schedule (PDF)

  • Fri 12.12.2025

    08:30 to 17:30

    8H

    Anti Money Laundering (AML) for Funds - Implementation

    Chambre de Commerce Luxembourg

Download the schedule (PDF)

  • Mon 09.02.2026

    08:30 to 17:30

    8H

    Anti Money Laundering (AML) for Funds - Implementation

    Chambre de Commerce Luxembourg

Download the schedule (PDF)

  • Mon 15.06.2026

    08:30 to 17:30

    8H

    Anti Money Laundering (AML) for Funds - Implementation

    Chambre de Commerce Luxembourg

Download the schedule (PDF)

  • Mon 19.10.2026

    08:30 to 17:30

    8H

    Anti Money Laundering (AML) for Funds - Implementation

    Chambre de Commerce Luxembourg

Duration 1H30

Location Chambre de Commerce Luxembourg

  • Thu 27.11.2025 08:45 to 11:45
  • Tue 02.12.2025 08:45 to 11:45
  • Thu 04.12.2025 08:45 to 11:45
  • Tue 09.12.2025 08:45 to 11:45
  • Thu 11.12.2025 08:45 to 11:45
  • Tue 16.12.2025 08:45 to 11:45
  • Thu 18.12.2025 08:45 to 11:45
  • Tue 13.01.2026 08:45 to 11:45
  • Tue 20.01.2026 08:45 to 11:45
  • Tue 27.01.2026 08:45 to 11:45
  • Thu 29.01.2026 08:45 to 11:45
  • Tue 03.02.2026 08:45 to 11:45
  • Tue 10.02.2026 08:45 to 11:45
  • Tue 24.02.2026 08:45 to 11:45
  • Thu 26.02.2026 08:45 to 11:45
  • Tue 03.03.2026 08:45 to 11:45
  • Tue 10.03.2026 08:45 to 11:45
  • Tue 17.03.2026 08:45 to 11:45
  • Tue 24.03.2026 08:45 to 11:45
  • Thu 26.03.2026 08:45 to 11:45
  • Tue 14.04.2026 08:45 to 11:45
  • Tue 21.04.2026 08:45 to 11:45
  • Tue 28.04.2026 08:45 to 11:45
  • Thu 30.04.2026 08:45 to 11:45
  • Tue 05.05.2026 08:45 to 11:45
  • Tue 12.05.2026 08:45 to 11:45
  • Tue 19.05.2026 08:45 to 11:45
  • Thu 28.05.2026 08:45 to 11:45
  • Tue 02.06.2026 08:45 to 11:45
  • Tue 09.06.2026 08:45 to 11:45
  • Tue 16.06.2026 08:45 to 11:45
  • Thu 25.06.2026 08:45 to 11:45
  • Tue 30.06.2026 08:45 to 11:45
  • Tue 07.07.2026 08:45 to 11:45
  • Tue 14.07.2026 08:45 to 11:45
  • Tue 15.09.2026 08:45 to 11:45
  • Tue 22.09.2026 08:45 to 11:45
  • Thu 24.09.2026 08:45 to 11:45
  • Tue 29.09.2026 08:45 to 11:45
  • Tue 06.10.2026 08:45 to 11:45
  • Tue 13.10.2026 08:45 to 11:45
  • Tue 20.10.2026 08:45 to 11:45
  • Tue 27.10.2026 08:45 to 11:45
  • Thu 29.10.2026 08:45 to 11:45
  • Tue 03.11.2026 08:45 to 11:45
  • Tue 10.11.2026 08:45 to 11:45
  • Tue 24.11.2026 08:45 to 11:45
  • Thu 26.11.2026 08:45 to 11:45
  • Tue 01.12.2026 08:45 to 11:45
  • Tue 08.12.2026 08:45 to 11:45
  • Tue 15.12.2026 08:45 to 11:45