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Catalogue

Compliance - Implementation of the Regulatory Framework

Banques

En collaboration avec:

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Description

Introduction

This practical 15-hour module, organised in collaboration with ALCO, offers focused 3-hour sessions on five key general topics, including financial crimes, MiFID II regulations, market integrity, digital compliance and governance. . Be ready to meet the challenges of compliance in an ever-changing banking environment.

Objectives

This training course is designed for any person working in a Compliance function or aspiring to do so, especially in the financial sector. It will give the opportunity to the participants to tackle specific aspects of Compliance.

Programme

The programme of the practical module is composed of 5 general topics, including case studies, each one being dealt with in +/- 2-hour units :

  • Unit 1: Financial Crime
  • Unit 2: MIFID II
  • Unit 3: Market Integrity
  • Unit 4: Compliance and Data & Digital
  • Unit 5: Governance
Examination

Please note that the exam durates 1.5 hour.

Dates

Kindly note that the « Compliance - Implementation of the Regulatory Framework » modules have a duration of 15 hours and are organized either during the day or in the evenings. Please be aware that courses are set up in sessions of 3 or 4 hours.  Please make sure to download the exact planning by clicking on “télécharger le planning”.

Target audience

The training course is aimed at professionals in the financial sector wishing to deepen their knowledge of compliance. 

Conditions

Course Material

Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.

Location
Classe virtuelle
A distance
Calculate the itinerary

Sessions et horaires

Télécharger le planning (PDF)

  • Tue 08.10.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Thu 10.10.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Tue 15.10.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Thu 17.10.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Tue 22.10.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

Télécharger le planning (PDF)

  • Fri 15.11.2024

    13:30 à 16:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Mon 18.11.2024

    13:30 à 16:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Tue 19.11.2024

    13:30 à 16:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Mon 25.11.2024

    13:30 à 16:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Wed 27.11.2024

    13:30 à 16:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

Télécharger le planning (PDF)

  • Tue 26.11.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Thu 28.11.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Tue 03.12.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Thu 05.12.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

  • Tue 10.12.2024

    17:30 à 20:30

    3H

    Compliance (intermediary) - Implementation of the Regulatory Framework

    Chambre de Commerce Luxembourg

Durée 1H30

Lieu Chambre de Commerce Luxembourg

  • mar. 24.09.2024 08:45 à 11:45
  • jeu. 26.09.2024 08:45 à 11:45
  • mar. 08.10.2024 08:45 à 11:45
  • mar. 22.10.2024 08:45 à 11:45
  • jeu. 24.10.2024 08:45 à 11:45
  • mar. 05.11.2024 08:45 à 11:45
  • mar. 12.11.2024 08:45 à 11:45
  • mar. 19.11.2024 08:45 à 11:45
  • mar. 26.11.2024 08:45 à 11:45
  • jeu. 28.11.2024 08:45 à 11:45
  • mar. 03.12.2024 08:45 à 11:45
  • mar. 10.12.2024 08:45 à 11:45
  • mar. 17.12.2024 08:45 à 11:45
  • jeu. 19.12.2024 08:45 à 11:45
  • mar. 07.01.2025 08:45 à 11:45
  • mar. 14.01.2025 08:45 à 11:45
  • mar. 21.01.2025 08:45 à 11:45
  • mar. 28.01.2025 08:45 à 11:45
  • jeu. 30.01.2025 08:45 à 11:45
  • mar. 04.02.2025 08:45 à 11:45
  • mar. 11.02.2025 08:45 à 11:45
  • mar. 25.02.2025 08:45 à 11:45
  • jeu. 27.02.2025 08:45 à 11:45
  • mar. 04.03.2025 08:45 à 11:45
  • mar. 11.03.2025 08:45 à 11:45
  • mar. 18.03.2025 08:45 à 11:45
  • mar. 25.03.2025 08:45 à 11:45
  • jeu. 27.03.2025 08:45 à 11:45
  • mar. 01.04.2025 08:45 à 11:45
  • mar. 22.04.2025 08:45 à 11:45
  • ven. 25.04.2025 08:45 à 11:45
  • mar. 29.04.2025 08:45 à 11:45
  • mar. 06.05.2025 08:45 à 11:45
  • mar. 13.05.2025 08:45 à 11:45
  • mar. 20.05.2025 08:45 à 11:45
  • jeu. 22.05.2025 08:45 à 11:45
  • mar. 27.05.2025 08:45 à 11:45
  • mar. 03.06.2025 08:45 à 11:45
  • mar. 10.06.2025 08:45 à 11:45
  • mar. 17.06.2025 08:45 à 11:45
  • mar. 24.06.2025 08:45 à 11:45
  • jeu. 26.06.2025 08:45 à 11:45
  • mar. 01.07.2025 08:45 à 11:45
  • mar. 08.07.2025 08:45 à 11:45
  • jeu. 10.07.2025 08:45 à 11:45
  • mar. 15.07.2025 08:45 à 11:45
  • mar. 16.09.2025 08:45 à 11:45
  • mar. 23.09.2025 08:45 à 11:45
  • jeu. 25.09.2025 08:45 à 11:45
  • mar. 30.09.2025 08:45 à 11:45
  • mar. 07.10.2025 08:45 à 11:45
  • mar. 14.10.2025 08:45 à 11:45
  • mar. 21.10.2025 08:45 à 11:45
  • mar. 28.10.2025 08:45 à 11:45
  • jeu. 30.10.2025 08:45 à 11:45
  • mar. 11.11.2025 08:45 à 11:45
  • mar. 25.11.2025 08:45 à 11:45
  • jeu. 27.11.2025 08:45 à 11:45
  • mar. 02.12.2025 08:45 à 11:45
  • jeu. 04.12.2025 08:45 à 11:45
  • mar. 09.12.2025 08:45 à 11:45
  • jeu. 11.12.2025 08:45 à 11:45
  • mar. 16.12.2025 08:45 à 11:45
  • jeu. 18.12.2025 08:45 à 11:45