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Description
Introduction
This module provides a thorough grasp of financial markets, their structure, components, and participants. It covers organised and OTC markets, diverse financial instruments, securities and derivatives activities, and the roles of manufacturers, distributors, banks, and regulators. The course encompasses MiFID updates, forthcoming trends, and crucial insights.
Programme
Module 2 presents the financial markets structure, the key elements thereof along with the activities and the participants. It concludes on an outlook of future trends. More specifically, the content of module 2 provides an overview of:
Financial Markets
Organised Markets – RM, MTF, OTF
OTC Markets – OTC, SI
Instrument Types
Geography
Activities – Primary vs. Secondary Market
Financial Instruments
Debt Instruments
Equities
Investment Funds
Derivatives
Activities in Financial Markets
Securities Front Office
Securities Middle Office
Securities Back Office
Payments
Investment Funds
Derivatives
Players in Financial Markets
Manufacturers
Distributors
Banks
(I)CSDs
Regulators
MiFID Update
MiFID Since its Inception
New ESG Framework
Relief Package
MiFID II/MiFIR Amendments
Digital Finance
After MiFID II, Comes MiFID III, Right?
Future Issues
Key Messages
Bibliography and References
Appendices
Target Audience
The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.
Speakers
Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.
Language
English or French (course material: English only)
Conditions
Course Material
Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.
Certification
This module is part of the MiFID II Certification. For more details about this Certification, please click here.
Location
L-1615 Luxembourg
Luxembourg
Sessions and schedules
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